Who Is LPL Financial?
LPL Financial is one of the largest independent broker-dealers in the U.S., supporting over 7 million investors and managing $1.9 trillion in assets. Ranked #340 on the Fortune 500, LPL provides the technology and support that lets your advisor focus on you.
What LPL Does for You
Behind the scenes, LPL helps:
• Protect your assets with secure custody and compliance
• Simplify your accounts through consolidated statements
• Enhance your experience with tech, cybersecurity, and insights
How LPL Supports Your Advisor
LPL equips your advisor with:
• Brokerage and advisory platforms
• Compliance and operational support
• Investment research and strategy tools
• Business consulting and coaching
Protecting Your Investments
LPL offers:
• Cyber Fraud Guarantee (100% reimbursement)
• FDIC-Insured Cash Sweep (up to $2.5M individual / $5M joint)
• SIPC & excess coverage (up to $500K + additional insurance)
24/7 Account Access
Monitor your investments anytime with Account View and the mobile app.
